Fiduciary Responsibility

We are obligated by our duty as a fiduciary to put the interests of our clients first. Our Code of Ethics includes guidelines for professional standards of conduct for our associated persons. Our goal is to protect your interests at all times and to demonstrate our commitment to our fiduciary duties of honesty, good faith, and fair dealing with you. All of our associated persons are expected to adhere strictly to these guidelines. We maintain and enforce written policies designed to prevent the misuse or dissemination of material, non-public information about you or your account holdings by persons associated with our firm. Clients or prospective clients may contact us for a copy of our Code of Ethics.

Risk vs. Return
All investments involve risk, either through loss of capital or through loss of purchasing power due to inflation. There is no guarantee that any investment strategy will meet its objective. We are mindful, in both our manager selection process and our internal portfolio management practices, that investing is always a trade off between risk and return.

Additional information about Adaptive Asset Management, LLC, including its Form ADV Part 2 Disclosure Brochure, is available at You can search for information on FIAS by entering its unique identifying number, known as a CRD number. The CRD number for Adaptive Asset Management, LLC is 158406.